Financial Planning Standards Council - FPSC’s purpose is to drive value and instill confidence in financial planning. FPSC ensures those it certifies (Certified Financial Planner® professionals and FPSC Level 1® Certificants in Financial Planning) meet appropriate standards of competence and professionalism through rigorous requirements of education, examination, experience and ethics.
Investment Industry Regulatory Organization of Canada (IIROC) - Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.
The Canadian Securities Administrators (CSA) - An umbrella organization of Canada’s provincial and territorial securities regulators whose objective is to improve, coordinate and harmonize regulation of the Canadian capital markets.
The Investment Funds Institute of Canada - The Voice of Canada’s Investment Funds Industry
Choosing a Financial Advisor - From Financial Consumer Agency of Canada (part of the Government of Canada). Some unbiased basics as well as advice about working with Financial Advisors in Canada.